Indiana University


 

Research

Research is defined by the Department of Health and Human Services as “a systematic investigation, including research development testing and evaluation, designed to develop or contribute to generalizable knowledge” (45 CFR 46.102(d)). Systematic investigations range from observing behavior to asking questions to testing drugs to performing surgery. If you plan to publish or present the results of your investigation, it is almost certainly “designed to develop or contribute to generalizable knowledge,” which would mean it qualifies as “research.” If you are not sure whether your project is research under this definition, check with OHRPP staff.


Human Subject

A human subject is defined as “a living individual about whom an investigator (whether professional or student) conducting research obtains (1) data through intervention or interaction with the individual, or (2) identifiable private information”(45 CFR 46.102(f)).  If your research project involves gathering data from or about one or more living individuals through intervention or interaction (including observing or talking to them), your research requires OHRPP / IRBreview.  If your research involves using identifiable private information about one or more living individuals, even if you never have direct contact with them, your research requires OHRPP / IRB review.  If you are studying one or more deceased individuals, your research probably requires review at the exempt level.  If you are studying data about living people, but the data are not identifiable (that is, if the data cannot be connected to specific individuals), your research probably requires review at the exempt level.  If you are studying tissue samples, your research requires review, even if you have no direct contact with the tissue donor(s). The level of review depends on whether (a) the tissue donor is alive or dead and (b) it is possible to find out from whom the samples came, as seen in the following table.  Level of Review for Research on Human Tissue Samples
 

Are the tissue
donors alive?
Are the tissue
samples
identifiable?
Level of
review
Yes
Yes
Expedited or Full
Yes
No
Exempt
No
Yes
Expedited or Full
No
No
Exempt

Again, when in doubt, ask OHRPP staff whether the project you are planning must be submitted for review. If your project qualifies as human subjects research, the next step is to estimate the level of review it requires.


Minimal Risk

Minimal risk means that the probability and magnitude of harm or discomfort anticipated in the research are not greater in and of themselves than those ordinarily encountered in daily life or during the performance of routine physical or psychological examinations or tests”  (45 CFR 46.102(i)).


Vulnerable Populations

Vulnerable populations” include children (under age 18), fetuses, pregnant women, persons with mental disabilities, prisoners, persons with physical disabilities, and economically or educationally disadvantaged persons.

 
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